This month, I am taking a look at the differences between ‘Regulatory Compliance‘ and ‘Operational Readiness‘ through a series of videos.
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Regulatory Compliance The efforts to check the boxes before audits – often mandated by an industry (e.g. HIPAA), corporate (SOX) or legal (DOD 5.015.2-STD). |
Operational Readiness The IT efforts to ensure that key IT systems and data are resilient through high availability (HA), disaster recovery (DR) or business continuity (BC) technologies and services. |
Last week, I did an overview of the dichotomy between regulatory compliance and operational readiness (BC/DR/HA). For the next few weeks, I will take closer looks at specific segments of companies and their respective regulations.
This week, let’s take a look at the regulations that affect US financial institutions (SEC) and publicly-held companies (SOX).
Week 2: Publicly-held Companies and Financial Institutions
Next week, we’ll look closer at what IT professionals delivering data protection in healthcare organizations should know about HIPAA.
Thanks for watching.
Originally posted on my personal self-managed blog while at ESG (TechnicalOptimist.com), reposted on DPM for archival reference. Broken links are likely due to ESG content being dropped between its acquisition by TechTarget and their acquisition by Omdia.



